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Documentation
Detailed Guidance on Our Methods and MetricsContext
The utilization of bibliometric indicators for research evaluation has long been restricted by limited data access for researchers and funding bodies. This limitation has prompted the search for alternative metrics, often leading to the exclusion of key indicators or the use of more accessible but less accurate substitutes. This situation has sometimes led to a misuse of metrics, as seen with the widespread but often criticized use of the Journal Impact Factor (JIF).
Mission
The ONE Research Community aims to revolutionize research assessment by providing all researchers with access to a broad spectrum of indicators and collaboration and benchmarking tools. These tools are designed to empower researchers to make informed decisions to advance their careers and to foster a deeper understanding of the available metrics.
Item & group oriented indicators
Our bibliometric indicators are categorized into two types: item-oriented and group-oriented. Item-oriented indicators are calculated for individual publications, such as citation counts or the nature of the publication (international, lead-authored, etc.). These reflect direct attributes of a publication.
In contrast, group-oriented indicators require aggregating data across multiple publications by an author, such as total publication counts. These indicators provide a broader view of a researcherās output and influence, necessitating grouping publications according to specific criteria to ensure accurate assessment..
Item-oriented indicators
Among the item-oriented indicators, citation counts are particularly complex due to the varying citation practices across disciplines, document types, and publication ages. To fairly compare citation counts, we use a detailed method:
Number of citations
Citations are a fundamental measure of a publicationās influence. The number of citations a publication receives can vary significantly based on:
- Research field: Publications in fields like Chemistry might garner more citations compared to Mathematics, but fewer than those in High Energy Physics.
- Type of document: Reviews tend to accumulate more citations than research articles due to their comprehensive nature.
- Publication age Older publications have had more time to accumulate citations.
To account for these variables, we rank publications by their citation count within their respective categories (type, year, discipline) and calculate percentiles to assess their relative impact. This approach ensures fair comparisons by adjusting for field-specific and temporal factors.
Ranking Publications by Their Number of Citations
We create hundreds of rankings by grouping publications within each field by discipline, document type, and publication year. Each publication is placed in a percentile within its cohort, allowing us to identify Highly Cited Papers (HCPs) and Outstanding Papers (OPs) based on their percentile rank:
- Highly Cited Papers (HCP): Publications ranking between the 90th and 99th percentiles.
- Outstanding Papers (OP): Publications at or above the 99th percentile.
Expected Values: Reference Values
In bibliometrics, reference values help determine whether an indicator for a publication or author stands above or below average. These values are crucial due to the asymmetric distribution typical of bibliometric data:
- Mean (average): Often used as a reference, unfortunately it is affected by extreme values common in citation counts.
- 90th Percentile: Used internationally to define Highly Cited Papers and represents the top 1% of cited papers by field, publication year and document type.
- 99th Percentile: Used internationally to define what we call Outstanding Papers and represents the top 1% of cited papers by field, publication year and document type.
These reference values enable us to set benchmarks for what constitutes significant academic impact, aiding in the fair evaluation of research output.
Authors' indicators
Group-oriented indicators aggregate an author's bibliometric data to provide insights into their overall research output and influence. These indicators require the compilation of all publications attributed to an author, which involves complex identification processes:
Identifying the Actual Researchers
Correctly associating publications to authors is a challenge due to common issues like name synonyms and homonyms. With the introduction of systems like ORCID, which provide unique identifiers, and our own sophisticated algorithms, we have significantly improved the accuracy of author identification. Despite these advancements, minor discrepancies can occur, often only rectifiable by the authors themselves.
Counting Method
Each publication attributed to an author counts fully towards their total output. This total count method ensures that all recognized contributions are acknowledged equally, reflecting the collaborative nature of scientific work.
Main Field and Years of Scientific Activity
We assign authors to fields based on the most frequent classification of their publications, with allowances for secondary disciplines if they constitute a significant portion of an author's work. The years of scientific activity are calculated from the first to the last publication, providing a timeline of the author's active research period.
Indicators & Dimensions
The indicators within the ONE Index are carefully organized into distinct dimensions, each aimed to capture different facets of a researcher's academic and societal contributions. Within each dimension, indicators are assigned specific weights, allowing for tailored emphasis on aspects deemed most relevant to different research areas. This weighted system facilitates a nuanced evaluation, enabling a more detailed and area-specific assessment of research impact.
List of indicators updated at December 2024
Invitation for Community Engagement
We acknowledge that the current system, while comprehensive, is not without its imperfections. In our pursuit of a fair and universally accepted assessment tool, we invite the research community to engage in ongoing dialogue and contribute to the refinement of the ONE Index.
This platform is meant to evolve through community input, reflecting a broad spectrum of academic activities and values. Our current framework is a humble contribution, intended as a foundation for a community-driven, equitable research assessment tool.
Comparing authors' indicators
The process of comparing authors within the ONE Index is designed to ensure a fair and contextually relevant assessment by considering similar cohorts of researchers. This methodology allows for meaningful comparisons by aligning researchers with their peers who share similar backgrounds and research trajectories.
Cohort Definition
Researchers are grouped into cohorts based on two factors:
- Research field: Classification follows the academic field and subfield taxonomy from OpenAlex..
- Years of Activity: Number of years since the first recorded publication, providing a proxy for career stage.
Scoring System
- 1) Rank per Indicator ā For each indicator, all cohort membersā values are ordered from lowest to highest. Each researcherās rank position in that list becomes their score for that indicator.
- 2) Dimension Score ā Indicator ranks are averaged to produce a score for each dimension within the framework.
- 3) ONE Index ā Dimension scores are averaged to produce the final ONE Index score.
- 4) Custom Weights ā Weights can be applied at the indicator or dimension level to adapt the framework to the priorities of institutions, funders, or specific programs.
Why This Matters
- Contextual fairness ā Researchers are assessed only against truly comparable peers.
- Meaningful scores ā A standalone value is meaningless unless compared to a relevant reference; cohort ranking provides that reference.
- Adaptability ā Stakeholders can weight dimensions to reflect their strategic goals.
Dynamic Adjustment
- Adaptive Weights: Weights assigned to each indicator can be adjusted to reflect changes in disciplinary standards or the evolving nature of research fields, allowing the ONE Index to remain relevant and accurately reflective of current academic values.
- Flexible Cohort Windows: For cohort formation based on years of activity, younger researchers are grouped within narrow windows to ensure that comparisons are made among individuals at similar career stages. Conversely, for senior researchers with extensive years of activity, such as those over 25 years, the cohort windows are less restrictive. This flexibility recognizes that the impact of a few years more or less of activity diminishes as career length increases, allowing for fairer comparisons among more established researchers.
Invitation for Community Engagement
At the ONE Research Community, we believe in the power of collective wisdom to create tools that are both fair and effective. We invite all stakeholders in the academic communityāresearchers, administrators, funders, and policymakersāto participate in an ongoing dialogue to refine and enhance the ONE Index. Your insights, critiques, and suggestions are invaluable to ensuring that our tool evolves in ways that are most beneficial and relevant to the diverse needs of the global research community.
Together, we can build an assessment system that not only measures but also meaningfully contributes to the advancement of knowledge and innovation. Join us in this collaborative effort to shape the future of research assessment.
Structure of the ONE index
The One Index is a weighted measure that captures the breadth and depth of a researcherās contributions across ten dimensions of academic and societal impact. Designed for clarity and precision, it empowers researchers, institutions, and decision-makers to assess and communicate research achievements effectively.
At the heart of the One Index are three supra-dimensions: Performance, Interaction within the Scientific Community, and Interaction with Society. Together, they encompass the diverse roles of researchers and the many ways their work influences the world.
- The Performance dimension reflects the quality, influence, and originality of a researcherās work. Indicators such as normalized impact, highly cited publications, and sustained productivity paint a vivid picture of scholarly contributions. While still under development, the Innovation and Originality metrics will soon quantify a researcherās ability to open new paths in science.
- The Interaction within Scientific Community dimension showcases a researcherās role within the academic ecosystem. Metrics like international collaborations, leadership roles, and contributions to community supportāsuch as peer review and mentoringācapture their influence beyond individual research outputs.
- Lastly, the Interaction with Society dimension highlights a researcherās ability to translate academic knowledge into real-world applications. Patents, industry collaborations, public outreach, and successful fundraising efforts demonstrate the broader societal and economic impact of their work.
Each of these dimensions includes specific, actionable indicators tailored for easy interpretation. By combining these into a single, weighted score, the One Index offers a comprehensive view of a researcherās impactāboth within academia and beyond.
*Currently in development.
Handouts & Quick Guides
Fair, Inclusive & Smarter Evaluation
Discover how the ONE Framework redefines research assessment beyond outdated metrics.
ONE Framework
Get to Know Our Integral, Fair & Transparent Research Assessment: 3 Axes, 11 Dimensions & 70+ Indicators Behind the ONE Index
From Principles to Practice: ONEās Global Alignment
ONE integrates the principles of COARA, UNESCO, DORA, and the Leiden Manifesto into a single operational framework.
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